Our attorneys have over 20 years’ experience in the area of both private and public securities offerings.   We have expertise in the following areas:

Private Securities Offerings –

  • Our attorneys will prepare all legal documents related to the private placement of securities including private placement memoranda (“PPM”) to be delivered to qualified prospective investors, accredited investor questionnaires and subscription agreements for both US and overseas transactions.

Public Securities Offerings –

  • Public securities offerings require expertise of seasoned attorneys in this field.  Our attorneys have extensive experience drafting and filing Registration Statements for initial public offerings (IPOs) and secondary public offerings (SPOs), responding to comment letters received from the U.S. Securities and Exchange Commission, and working with market exchanges such as OTCQB.

Rule 144 Legal Opinions –

  • If you wish you deposit your corporate shares with your broker, your broker will ask you to obtain and submit a “Rule 144 Opinion Letter.”   Please contact us if you need such an opinion.